Strengthening Practices for Preventing and Detecting Illegal Options Trading Used to Reset Reg SHO Close-out Obligations
U.S. Securities and Exchange Commission & Office of Compliance Inspections and Examinations
Regulation SHO, Illegal Options Trading, Close-out Obligations
Categories:
Volume:
III
Year:
2013
Edition:
2
Language:
english
Pages:
13
File:
PDF, 415 KB
IPFS:
,
english, 2013